Review of Accounts

All portfolio reviews are conducted by John Endres and Larry Carroll. For portfolios which are charged a fee based on a percentage of the assets under management, we review the portfolios on an ongoing and continuous basis. This process includes at least a monthly detailed review of the client’s portfolios combined with a daily monitoring of holdings in all percentage based fee accounts. For accounts that are charged on an hourly fee basis, the client’s portfolio is reviewed quarterly. For all accounts, portfolios are reviewed upon request by our client.

Written quarterly performance reports are issued to all clients. Depending upon the circumstances and the nature of the recommendations, interim reports may be written or communicated verbally.

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